Regulatory Disclosures

FinSA Disclosures

Supervisory Authority of Kieger AG

For our activity as managers of collective assets in accordance with the Swiss Federal Act on Financial Institutions, we are licensed and supervised by the Swiss Financial Market Supervisory Authority FINMA.

Swiss Financial Market Supervisory Authority FINMA
Laupenstrasse 27
3003 Bern
Switzerland

Phone: +41 31 327 91 00
E-mail: info@finma.ch
Website: www.finma.ch/en

Ombudsman’s Office

Kieger AG is affiliated with the independent ombudsman institution OFD, which is recognized by the Federal Department of Finance. In the event of any disputes about legal claims between our clients and Kieger AG, our clients can contact this ombudsman’s office at any time. Information on any administrative costs in connection with mediation procedures can be found on the website of the ombudsman's office.

Verein Ombudsstelle Finanzdienstleister (OFD)
Bleicherweg 10
8002 Zurich
Switzerland

Phone: +41 44 562 05 25
E-mail: ombudsmann@ofdl.ch
Website www.ofdl.ch/en

Kieger Capital Partners S.à r.l Disclosure

Kieger Capital Partners S.à r.l.is a limited liability company registered in Luxembourg under number B249014 whose registered office is at 11, Rue Beck - 1222 Luxembourg. Kieger Capital Partners S.à r.l. is entitled to exclusively engage in investment brokerage (by promotion of the potential investor's willingness to enter into a transaction but excluding the reception and transmission of orders) to professional clients as defined in Annex II MiFID II and as implemented in the respective national legislation. Kieger Capital Partners S.à r.l. is only allowed to provide its service according to Article 29 (3) of MiFID II and as implemented in the respective national legislation for the account and under the liability of Acolin Europe AG, Reichenaustrasse 11 a-c, 78467 Konstanz, authorised and regulated by the German Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin) and is entered in the public register of tied agents held by Commission de Surveillance du Secteur Financier (CSSF) in Luxembourg.

Sustainability-related Disclosures

Sustainability is of paramount importance to Kieger. Kieger is signatory of the UN PRI since 2019 and member of Swiss Sustainable Finance since 2017.

The Sustainable Investment Policy provides information on how Kieger undertakes investment stewardship across all of the asset classes. Kieger’s responsible investment approach focuses on value creation for its clients. Kieger believes that long-term investment performance can be enhanced by identifying and anticipating environmental and social issues and risks that are material to a company’s business growth and prosperity.

Information Statement on our Policy on the Integration of Sustainability Risks in the Investment Decision-Making Process (SFDR Article 3)

Information Statement on our Policy on the Consideration of Principal Adverse Impacts of Investment Decisions on Sustainability Factors (SFDR Article 4)

Information Statement on how our Remuneration Policy is Consistent with the Integration of Sustainability Risks (SFDR Article 5)

Information Statement in respect of Kieger Impact Healthcare Fund

Information Statement in respect of Kieger Sustainable Healthcare Fund